Strategic Partnership

Dolphin Trade Pro and Alpaca Securities LLC announce an embedded-finance partnership

US equity account opening, order execution, clearing and custody for Dolphin Trade Pro clients now route to Alpaca Securities LLC, a self-clearing US broker-dealer and member of FINRA and SIPC.

New York · August 18, 2025

New York, August 18, 2025 — Dolphin Trade Pro, a next-generation digital wealth management platform built around AI-driven algorithmic signals, today announced a strategic technology and clearing partnership with Alpaca Securities LLC ("Alpaca"), the US embedded-finance and self-clearing broker-dealer headquartered in Silicon Valley.

Under the partnership, Dolphin Trade Pro connects to Alpaca's Broker API infrastructure. US equity account opening, order execution, clearing and custody for Dolphin Trade Pro clients are handled by Alpaca, the regulated broker-dealer behind the interface. Every order placed in the app is routed into US-regulated brokerage channels rather than matched internally by the platform.

The cooperation covers account opening and documentation, order routing and execution, fractional share trading, corporate actions and statements — delivered through Alpaca's API layer and surfaced inside the Dolphin Trade Pro experience. It builds on several infrastructure upgrades Alpaca completed between 2023 and 2026, which took it from a clearing-introducing broker to a self-clearing broker-dealer in its own right.

How the arrangement is structured

Dolphin Trade Pro operates as a technology platform. Securities brokerage services, order execution, clearing and custody are provided by Alpaca Securities LLC, member FINRA/SIPC. Client securities accounts are opened with Alpaca and carried by Alpaca on a fully disclosed basis: the client relationship is with the broker-dealer, and the platform is the interface in front of it.

Dolphin Trade Pro is not a broker-dealer, does not hold or commingle client funds or securities, and does not provide investment advice on an individualised basis.

Partnership Highlights

What the partnership changes for clients

Highlight 01 — Clearing & custody

Execution, clearing and custody at a US broker-dealer

Alpaca Securities LLC is registered with the SEC, is a FINRA member firm (CRD# 288202) and a member of SIPC. It is a self-clearing broker-dealer and a member of DTCC, OCC and FICC. See the regulatory credentials.

Highlight 02 — Asset protection

SIPC protection up to $500,000, plus Excess SIPC cover

Client securities accounts carried by Alpaca receive SIPC protection of up to $500,000 per account, including up to $250,000 for cash claims. Alpaca additionally carries Excess SIPC commercial insurance placed with Lloyd's of London, providing up to $75 million for securities and $75 million for cash per client. SIPC protects against the failure of a broker-dealer; it does not protect against market losses.

Highlight 03 — Advisory input

Macro strategy and operational oversight on the integration

Our advisory engagements with Julian V. Sterling (macro strategy and risk modelling) and Chloe Chen (clearing and compliance liaison) run alongside the technical integration. Advisory engagements do not constitute an endorsement of the platform by any regulator. Meet the advisors.

Highlight 04 — Access

Fractional US equity investing from $1

Alpaca's execution layer supports fractional share orders, so clients can invest a chosen dollar amount into higher-priced US stocks and run auto-rebalancing portfolios without buying whole shares. Availability depends on the instrument and on Alpaca's Broker API capabilities. See the platform.

Chloe Chen — Principal Operational Liaison, Clearing & Compliance

“We spent several months auditing the layer between our platform and the clearing stack before moving production traffic. Alpaca's API throughput, combined with the behavioural-finance work our advisory team contributes, lets retail clients follow institutional-style macro signals at a very low opportunity cost — with the order itself still executed and cleared by a regulated US broker-dealer.”

Dolphin Trade Pro — Chief Operating Officer

“Retail investors have been putting up with slow cross-border account opening, layered fees and no institutional-grade risk controls. We built the simplest front end we could; Alpaca provides the regulated US market infrastructure underneath it. This partnership removes one more barrier between ordinary investors and long-term US equity ownership.”

About Dolphin Trade Pro

Dolphin Trade Pro is a financial technology company focused on changing how retail investors access US markets. The platform combines AI-driven signal streams, passive multi-asset portfolios and a copy-trading community in a single interface, with US securities accounts opened, executed, cleared and carried by Alpaca Securities LLC. Dolphin Trade Pro INC is registered with FinCEN as a Money Services Business (registration no. 31000312649075).

About Alpaca Securities LLC

Alpaca is a modern financial infrastructure company headquartered in Silicon Valley that provides US equity and options trading, clearing and custody through highly scalable APIs. Alpaca Securities LLC is registered with the SEC, is a FINRA member firm (CRD# 288202) and a member of SIPC, DTCC, OCC and FICC. It is the designated clearing provider behind hundreds of fintech platforms, neobanks and wealth management applications worldwide.

Media & Inquiries

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Media relations pr@dolphintradepro.com

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Compliance & regulatory compliance@dolphintradepro.com

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A regulated US brokerage stack behind a simple interface

Accounts are opened with Alpaca Securities LLC, member FINRA/SIPC, and carried by Alpaca. Dolphin Trade Pro provides the interface, the signal engine and the portfolio tools on top.