Announcements, appointments and platform updates
Corporate announcements from Dolphin Trade Pro, including the clearing partnership with Alpaca Securities LLC and our own regulatory registrations.
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Dolphin Trade Pro and Alpaca Securities LLC announce an embedded-finance clearing and custody partnership
US equity account opening, order execution, clearing and custody for Dolphin Trade Pro clients now route to Alpaca Securities LLC, a self-clearing US broker-dealer and member of FINRA and SIPC. The full release sets out the scope of the agreement, the protection limits that apply to carried accounts and the advisory appointments recorded in the correspondence published on our leadership page.
Read the full press releaseMacro strategy and clearing-operations advisors appointed
Dolphin Trade Pro confirmed the appointment of Julian V. Sterling as Chief Financial Advisor for macro strategy and risk modelling, and Chloe Chen as Principal Operational Liaison for clearing and compliance. The scope of both mandates, and what the advisors do not do, is published on our leadership page.
Advisory disclosuresDolphin Trade Pro INC registered as a Money Services Business with FinCEN
Dolphin Trade Pro INC is registered with the Financial Crimes Enforcement Network as a Money Services Business under registration number 31000312649075. The registration is an anti-money-laundering registration and is not a securities licence; clients can verify the record on the FinCEN MSB query page.
Registration detailsFractional share investing from $1 goes live on the platform
Following the Broker API integration, clients can invest a chosen dollar amount into higher-priced US stocks and run auto-rebalancing portfolios without buying whole shares. Availability depends on the instrument and on Alpaca's capabilities.
See the platformInterview requests, comment on announcements and republication enquiries. Please include your outlet, the angle and your deadline.
Verification of our registrations, clearing arrangements and disclosure questions from regulators, auditors or institutional counterparties.
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Securities accounts are opened with, and carried by, Alpaca Securities LLC, member FINRA/SIPC. Dolphin Trade Pro provides the technology, the signal engine and the portfolio tools.